Lobbying Activity Report

1824-6902

Organization: Investment Industry Regulatory Organization of Canada (IIROC)
Associated registration: 1658-1824-12
Lobbying Activity date: 2021-02-05
Arranged a meeting: No
Posted date: 2021-03-15

In-house lobbyists who participated in the lobbying activity: Lucy Becker
Senior Public Office Holders who were lobbied in this activity: Liam Lawson, Senior Ministerial Advisor
Finance
 
Subject Matter of the Lobbying Activity
Specific Topics of Lobbying Communications Intended Outcomes Associated Subject Matters
IIROC is a recognized self-regulatory organization under the BC Securities Act. We are seeking amendments to the Securities Act to: 1) grant us immunity in the exercise of our regulatory duty; 2) allow us to compel evidence in our disciplinary investigations and hearings; and 3) enhance investor protection and make self regulation more effective and efficient.
  • Development of any legislative proposal by the government of British Columbia, a Provincial entity or a member of the Legislative Assembly
  • Introduction, amendment, passage or defeat of any Bill or resolution in or before the Legislative Assembly
  • Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation
Financial Institutions
 
Senior officer who filed this Lobbying Activity Report: Andrew Kriegler
 
The above name is that of the most senior paid officer who is responsible for filing a Lobbying Activity Report for the organization (the Designated Filer), whether that person participated in this lobbying activity or not.

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