12-Month Lobbying Summary - Organization

Investment Industry Association of Canada (IIAC) / Laura Paglia, President and CEO

Registration Summary

Currently active - Last Updated: 2024-03-01

Who is lobbying?

Investment Industry Association of Canada (IIAC) (Address & business activities)

Laura Paglia, President and CEO

Government Funding

Did Investment Industry Association of Canada (IIAC) request or receive government funding within the last 12 months? No

Coalition Members Information

Investment Industry Association of Canada (IIAC) is not a coalition member.

Direct Interests of the Lobbying Activity

Affiliates

Investment Industry Association of Canada (IIAC) does not have any affiliates that could have a direct interest in the outcome of the lobbying activities

Other Affiliates

The activities of Investment Industry Association of Canada (IIAC) are not controlled or directed by another person or organization with a direct interest in the outcome of this undertaking

Contributors with a Direct Interest in the Outcome

No person or organization contributed over $1000CDN, within the preceding 12 months, toward the lobbying activity on behalf of Investment Industry Association of Canada (IIAC):

What is being lobbied?

Subject Matter of the Lobbying Activities

Details Regarding the Identified Subject Matter

Will any of the lobbyists listed within this registration arrange a meeting between a public office holder and any other individual for the purpose of attempting to influence any of the matters listed below:

Specific Topics of Lobbying Communications	Intended Outcomes	Associated Subject Matters
Advocacy regarding tax incentives for financial services in British Columbia.	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions, Taxation and Finance
Advocating for a reduction in unnecessary, ineffective, and outdated administration imposed without investor benefit, proportionate regulation, and the avoidance and streamlining of duplicative requirements. This includes communicating feedback on total cost reporting, and advocacy regarding changes to other securities regulations in British Columbia, including changes proposed by the Canadian Securities Administrators (CSA).	Development of any legislative proposal by the government of British Columbia, a Provincial entity or a member of the Legislative Assembly Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions, Taxation and Finance
Advocating for consistency and harmonization in respect of advisor incorporation in response to options proposed by the Canadian Investment Regulatory Organization.	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions, Taxation and Finance

Subject matter details in previous versions

Specific Topics of Lobbying Communications	Intended Outcomes	Associated Subject Matters
Advocacy regarding capital raising incentives for small and mid-sized business in British Columbia.	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation	Finances and Budgets, Financial Institutions, Taxation and Finance
Advocacy regarding changes to securities regulation in British Columbia including proposed regulations contemplated by the Canadian Securities Administrators (CSA).	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation	Finances and Budgets, Financial Institutions, Taxation and Finance
Advocacy regarding topics specific to the British Columbia Securities Commission.	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions
Harmonization and simplification of Canadian wide securities legislation.	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation	Finances and Budgets, Financial Institutions, Taxation and Finance
Policy Recommendations to the British Columbia Securities Commission regarding the planned consolidation of self-regulatory organizations in Canada	Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Financial Institutions

Gifts or benefits provided by the organization

Gifts or Benefits Provided to Public Officer Holders
Name	Gift or Benefit Description	Circumstance	Date Promised	Value Promised	Date Given	Value Given
No Records

Who is being lobbied?

Ministries/Provincial Entities

British Columbia Securities Commission
Finance

Who are the lobbyists?

In-house Lobbyists

Lobbyist

Contributions

Tina Kremmidas
Subscribes to a Code of Conduct: No
Former Public Office Holder in BC: No

Lobbied or plans to lobby a member of the Legislative Assembly, including a Minister or Premier, on behalf of this organization, on or after 2020-09-21: Yes

Political: No
Sponsorship: No
Recall: No

Liz Ng
Subscribes to a Code of Conduct: Yes
Former Public Office Holder in BC: No

Lobbied or plans to lobby a member of the Legislative Assembly, including a Minister or Premier, on behalf of this organization, on or after 2020-09-21: Yes

Political: No
Sponsorship: No
Recall: No

Laura Paglia
Subscribes to a Code of Conduct: Yes
Former Public Office Holder in BC: No

Lobbied or plans to lobby a member of the Legislative Assembly, including a Minister or Premier, on behalf of this organization, on or after 2020-09-21: Yes

Political: No
Sponsorship: No
Recall: No

Shahrokh Shahabi-Azad
Subscribes to a Code of Conduct: No
Former Public Office Holder in BC: No

Lobbied or plans to lobby a member of the Legislative Assembly, including a Minister or Premier, on behalf of this organization, on or after 2020-09-21: Yes

Political: No
Sponsorship: No
Recall: No

Lobbyists in previous versions

In-house Lobbyists
Lobbyist	BC Former Public Office Holder Positions	Contributions
Chris Climo	Former Public Office Holder in BC: No	Contributions: No
Todd Evans	Former Public Office Holder in BC: No	Contributions: No
Jasmin Jabri	Former Public Office Holder in BC: No	Contributions: No
Sandra Rosier	Former Public Office Holder in BC: No	Contributions: No
Naresh Tejpal	Former Public Office Holder in BC: No	Contributions: No
Sam Uddin	Former Public Office Holder in BC: No	Contributions: No

Registration number: 8132-1823
View all registrations versions

Lobbying Activity Reports

What lobbying activities have taken place in the last 12 months?

No monthly Lobbying Activity Reports have been submitted for the last 12 months.

View all Lobbying Activity Reports

Investment Industry Association of Canada (IIAC) - Address & business activities

Address:

100 Wellington Street West, Suite 1910
TD West Tower, PO Box 173
Toronto, ON M5K 1H6
Canada

Telephone number: 437-329-8858

Contact information in previous versions
- 100 Wellington St. W.
  Suite 1910, TD West Tower PO Box 173
  Toronto, ON M5K 1H6
  Canada
  
  Telephone number: 416-687-3036
- 100 Wellington St. W.
  Suite 1910, TD West Tower PO Box 173
  Toronto, ON M5K 1H6
  Canada
  
  Telephone number: 416-687-5487
- 100 Wellington St. W.
  Suite 1910, TD West Tower PO Box 173
  Toronto, BC M5K 1H6
  Canada
  
  Telephone number: 416-687-5487
- 100 Wellington St. W.
  Suite 1910, TD West Tower PO Box 173
  Toronto, ON M5K 1H6
  Canada
  
  Telephone number: 416-687-5476
- 11 King St. W.
  Suite 1600
  Toronto, ON M5H 4C7
  Canada
  
  Telephone number: 416-687-5476
- 11 King street West
  Suite 1600
  Toronto, ON M5H 4C7
  Canada
  
  Telephone number: 416-865-3036
  
  Fax number: 416-364-4861

Description of Activities:
The IIAC is the independent, constructive, and informed voice of investment firms that provide products and services to retail and institutional investors in Canada. The IIAC engages with government and regulators, on members’ behalf, to ensure healthy, growing, and compliant markets for investors.

Descriptions of the organization's activity in previous versions:
- The IIAC is the independent, constructive, and informed voice of investment firms that provide products and services to Canadian retail and institutional investors. The IIAC engages with government and regulators, on their behalf, to ensure healthy, growing, and compliant markets for investors.
- IIAC is a member-based professional association with approximately 120 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with approximately 120 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with approximately 125 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with approximately 130 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with 130 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with 132 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with 144 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with 160 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with 160 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with 180 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- The Investment Industry Association of Canada (IIAC) is the national professional association of the Canadian investment industry. The Association represents the position of the Canadian investment industry on regulatory and public policy issues to promote efficient, fair and competitive capital markets.
- The Investment Industry Association of Canada (IAIC) is the national professional association of the Canadian investment industry. The Association represents the position of the Canadian investment industry on regulatory and public policy issues to promote efficient, fair and competitive capital markets.

Date Modified:: 2024-01-29

Menus

www.lobbyistsregistrar.bc.ca

12-Month Lobbying Summary - Organization

Investment Industry Association of Canada (IIAC) / Laura Paglia, President and CEO

Who is lobbying?

Investment Industry Association of Canada (IIAC) (Address & business activities)

Government Funding

Coalition Members Information

Direct Interests of the Lobbying Activity

Affiliates

Other Affiliates

Contributors with a Direct Interest in the Outcome

What is being lobbied?

Details Regarding the Identified Subject Matter

Gifts or benefits provided by the organization

Who is being lobbied?

Ministries/Provincial Entities

Who are the lobbyists?

What lobbying activities have taken place in the last 12 months?