12-Month Lobbying Summary - Organization

Investment Industry Regulatory Organization of Canada (IIROC) / Andrew Kriegler, President & CEO

Registration Summary

Currently inactive - Activity Ended: 2023-02-14 - Projected End Date: 2023-02-14

Who is lobbying?

Investment Industry Regulatory Organization of Canada (IIROC) (Address & business activities)

Andrew Kriegler, President & CEO

Government Funding

Did Investment Industry Regulatory Organization of Canada (IIROC) request or receive government funding within the last 12 months? No

Coalition Members Information

Investment Industry Regulatory Organization of Canada (IIROC) is not a coalition member.

Direct Interests of the Lobbying Activity

Affiliates

Investment Industry Regulatory Organization of Canada (IIROC) does not have any affiliates that could have a direct interest in the outcome of the lobbying activities

Other Affiliates

The activities of Investment Industry Regulatory Organization of Canada (IIROC) are not controlled or directed by another person or organization with a direct interest in the outcome of this undertaking

Contributors with a Direct Interest in the Outcome

No person or organization contributed over $1000CDN, within the preceding 12 months, toward the lobbying activity on behalf of Investment Industry Regulatory Organization of Canada (IIROC):

What is being lobbied?

Subject Matter of the Lobbying Activities

Details Regarding the Identified Subject Matter

Will any of the lobbyists listed within this registration arrange a meeting between a public office holder and any other individual for the purpose of attempting to influence any of the matters listed below:

Specific Topics of Lobbying Communications	Intended Outcomes	Associated Subject Matters
IIROC is a recognized self-regulatory organization under the BC Securities Act. We are seeking amendments to the Securities Act to: 1) grant us immunity in the exercise of our regulatory duty; 2) allow us to compel evidence in our disciplinary investigations and hearings; and 3) enhance investor protection and make self regulation more effective and efficient.	Development of any legislative proposal by the government of British Columbia, a Provincial entity or a member of the Legislative Assembly Introduction, amendment, passage or defeat of any Bill or resolution in or before the Legislative Assembly Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation	Financial Institutions

Gifts or benefits provided by the organization

Gifts or Benefits Provided to Public Officer Holders
Name	Gift or Benefit Description	Circumstance	Date Promised	Value Promised	Date Given	Value Given
No Records

Who is being lobbied?

Ministries/Provincial Entities

British Columbia Securities Commission
Finance

Ministries/Provincial Entities in previous versions
- Attorney General and Minister responsible for Housing

Who are the lobbyists?

In-house Lobbyists

Lobbyist

Contributions

Jennifer Armstrong
Subscribes to a Code of Conduct: No
Former Public Office Holder in BC: No