12-Month Lobbying Summary - Organization

CFFiM Canadian Forum for Financial Markets / Laura Paglia, President and CEO

Registration Summary

Currently active - Last Updated: 2025-08-12

Who is lobbying?

CFFiM Canadian Forum for Financial Markets (Address & business activities)

Names in previous versions
- Investment Industry Association of Canada (IIAC)

Laura Paglia, President and CEO

Government Funding

Did CFFiM Canadian Forum for Financial Markets receive government funding within the last 12 months? No

Other Entities (working together for the purposes of lobbying) Information

CFFiM Canadian Forum for Financial Markets is not working together with any other entity for the purpose of lobbying.

Direct Interests of the Lobbying Activity

Affiliates

CFFiM Canadian Forum for Financial Markets does not have any affiliates that could have a direct interest in the outcome of the lobbying activities

Other Affiliates

The activities of CFFiM Canadian Forum for Financial Markets are not controlled or directed by another person or organization with a direct interest in the outcome of this undertaking

Contributors with a Direct Interest in the Outcome

No person or organization contributed over $1000CDN, within the preceding 12 months, toward the lobbying activity on behalf of CFFiM Canadian Forum for Financial Markets:

What is being lobbied?

Subject Matter of the Lobbying Activities

Details Regarding the Identified Subject Matter

Will any of the lobbyists listed within this registration arrange a meeting between a public office holder and any other individual for the purpose of attempting to influence any of the matters listed below:

Specific Topics of Lobbying Communications	Intended Outcomes	Associated Subject Matters
Advocacy regarding tax incentives for financial services in British Columbia.	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions, Taxation and Finance
Advocating for consistency and harmonization in respect of advisor incorporation in response to options proposed by the Canadian Investment Regulatory Organization.	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions, Taxation and Finance
Advocating for regulatory change to reflect market needs including, where applicable, proportionate regulation, new regulation and the avoidance of duplicate, unnecessary requirements. This includes advocacy regarding securities regulations and changes proposed by the Canadian Securities Administrators (CSA).	Development of any legislative proposal by the government of British Columbia, a Provincial entity or a member of the Legislative Assembly Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions, Taxation and Finance
Advocating for the modernization of public offering pre-marketing rules (expand testing-the-waters exemptions; allow reduction in price/number of securities to be purchased in bought deal) and marketing rules (relax unduly onerous disclosure requirements; adopt practical standard for US cross-border offering exemption; expressly except general disclosure of material changes or material facts).	Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions, Taxation and Finance

Subject matter details in previous versions

Specific Topics of Lobbying Communications	Intended Outcomes	Associated Subject Matters
Advocating for a reduction in unnecessary, ineffective, and outdated administration imposed without investor benefit, proportionate regulation, and the avoidance and streamlining of duplicative requirements. This includes advocacy regarding securities regulations in British Columbia and changes proposed by the Canadian Securities Administrators (CSA).	Development of any legislative proposal by the government of British Columbia, a Provincial entity or a member of the Legislative Assembly Development or enactment of any regulation, including the enactment of a regulation for the purposes of amending or repealing a regulation Development, establishment, amendment or termination of any program, policy, directive or guideline of the government of British Columbia or a Provincial entity	Finances and Budgets, Financial Institutions, Taxation and Finance

Gifts or benefits provided by the organization

Gifts or Benefits Provided to Public Officer Holders
Name	Gift or Benefit Description	Circumstance	Date Promised	Value Promised	Date Given	Value Given
No Records

Who is being lobbied?

Ministries/Provincial Entities

British Columbia Securities Commission
Finance

Who are the lobbyists?

In-house Lobbyists

Lobbyist

Contributions

Tina Kremmidas
Subscribes to a Code of Conduct: No
Former Public Office Holder in BC: No

Lobbied or plans to lobby a member of the Legislative Assembly, including a Minister or Premier, on behalf of this organization, on or after 2024-09-21: No

Laura Paglia
Subscribes to a Code of Conduct: Yes
Former Public Office Holder in BC: No

Lobbied or plans to lobby a member of the Legislative Assembly, including a Minister or Premier, on behalf of this organization, on or after 2024-09-21: No

Jonathan Preece
Subscribes to a Code of Conduct: Yes
Former Public Office Holder in BC: No

Lobbied or plans to lobby a member of the Legislative Assembly, including a Minister or Premier, on behalf of this organization, on or after 2024-09-21: No

Registration number: 8132-1823
View all registrations versions

Lobbying Activity Reports

What lobbying activities have taken place in the last 12 months?

What lobbying activities have taken place in the last 12 months?
Date	Arranging a Meeting	Lobbyists	Senior Public Office Holder, Position Title \| Ministry/Provincial Entity	Subject Matters
2025-08-12	No	Laura Paglia	Brenda Leong, Chair and CEO \| British Columbia Securities Commission	View
2025-04-28	No	Laura Paglia	Brenda Leong, Chair and CEO \| British Columbia Securities Commission	View
2025-03-31	No	Jonathan Preece	Brenda Leong, Chair and CEO \| British Columbia Securities Commission	View
2024-12-20	No	Jonathan Preece	Brenda Leong, Chair and CEO \| British Columbia Securities Commission	View

View all Lobbying Activity Reports

CFFiM Canadian Forum for Financial Markets - Address & business activities

Address:

100 Wellington Street West, Suite 1910
TD West Tower, PO Box 173
Toronto, ON M5K 1H6
Canada

Contact information in previous versions
- 100 Wellington St. W.
  Suite 1910, TD West Tower PO Box 173
  Toronto, ON M5K 1H6
  Canada
- 100 Wellington St. W.
  Suite 1910, TD West Tower PO Box 173
  Toronto, ON M5K 1H6
  Canada
- 100 Wellington St. W.
  Suite 1910, TD West Tower PO Box 173
  Toronto, BC M5K 1H6
  Canada
- 100 Wellington St. W.
  Suite 1910, TD West Tower PO Box 173
  Toronto, ON M5K 1H6
  Canada
- 11 King St. W.
  Suite 1600
  Toronto, ON M5H 4C7
  Canada
- 11 King street West
  Suite 1600
  Toronto, ON M5H 4C7
  Canada
  
  Fax number: 416-364-4861

Description of Activities:
The CFFiM engages with government and regulators, to ensure healthy, growing, competitive and compliant markets for investors.

Descriptions of the organization's activity in previous versions:
- The IIAC engages with government and regulators, to ensure healthy, growing, competitive and compliant markets for investors.
- The IIAC is the independent, constructive, and informed voice of firms that provide products and services to retail and institutional investors in Canada. The IIAC engages with government and regulators to ensure healthy, growing, and compliant markets for investors.
- The IIAC is the independent, constructive, and informed voice of investment firms that provide products and services to retail and institutional investors in Canada. The IIAC engages with government and regulators, on members’ behalf, to ensure healthy, growing, and compliant markets for investors.
- The IIAC is the independent, constructive, and informed voice of investment firms that provide products and services to Canadian retail and institutional investors. The IIAC engages with government and regulators, on their behalf, to ensure healthy, growing, and compliant markets for investors.
- IIAC is a member-based professional association with approximately 120 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with approximately 120 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with approximately 125 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with approximately 130 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with 130 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with 132 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with 144 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with 160 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with 160 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- IIAC is a member-based professional association with 180 investment dealer members across Canada. IIAC advances the growth and development of the Canadian investment industry, acting as a strong, proactive voice to represent the interests of our members and the investing public.
- The Investment Industry Association of Canada (IIAC) is the national professional association of the Canadian investment industry. The Association represents the position of the Canadian investment industry on regulatory and public policy issues to promote efficient, fair and competitive capital markets.
- The Investment Industry Association of Canada (IAIC) is the national professional association of the Canadian investment industry. The Association represents the position of the Canadian investment industry on regulatory and public policy issues to promote efficient, fair and competitive capital markets.

Date Modified:: 2025-11-05

Menus

www.lobbyistsregistrar.bc.ca

12-Month Lobbying Summary - Organization

CFFiM Canadian Forum for Financial Markets / Laura Paglia, President and CEO

Who is lobbying?

CFFiM Canadian Forum for Financial Markets (Address & business activities)

Government Funding

Other Entities (working together for the purposes of lobbying) Information

Direct Interests of the Lobbying Activity

Affiliates

Other Affiliates

Contributors with a Direct Interest in the Outcome

What is being lobbied?

Details Regarding the Identified Subject Matter

Gifts or benefits provided by the organization

Who is being lobbied?

Ministries/Provincial Entities

Who are the lobbyists?

What lobbying activities have taken place in the last 12 months?